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How can you improve as an intellectual leader?

Intellectual leadership is demanding and stimulating – it is a combination of rational judgement and adaptability.

Our guide below outlines the key facets of intellectual leadership, including research impact, knowledge exchange, publication strategy and research environments.

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Research impact

Why is it important to demonstrate research impact?

All researchers hope that their work will have an impact in the world. Public funding from governments for research requires that the research conducted has impact, in order for this funding to continue. Therefore, it is of great professional (and personal) value to prove that your research has an impact.

How is research impact defined?

Different research funders will have different criteria for how research impact is defined. However, in the UK, the Research Councils define research impact by two categories: Academic Impact and Economic and Societal Impact.

Academic impact

To achieve this, research has to make a demonstrable contribution to academic progress, across and within disciplines. This progress must be significant in terms of understanding, methods, theory and application.

Economic and societal impacts

The demonstrable contribution that excellent research makes to society and the economy. Economic and societal impacts embrace all the extremely diverse ways in which research-related knowledge and skills benefit individuals, organisations and nations.

Considering the impact of your research

There are three main areas where you will need to consider impact:

  • Grant applications and their management
  • Knowledge Exchange activities
  • Public engagement activities.

For grant applications

Funders are likely to ask grant applicants to consider the potential impact of their research from the outset.

End of project report

Most funders require you to provide a report on the outcomes and outputs of the project at the end of your grant. This can cover the beneficiaries of the research, the staff employed on the grant and how it helped their personal development, publications, and potential and actual execution.

Information for your university

Your university will wish to know of the outcomes and outputs of your research. They will be able to help with exploitation and publicity and will wish to record the outcomes for future use, for example to provide case studies for reviews or assessment exercises such as the UK Research Excellence Framework (REF).

Knowledge exchange and collaboration

Knowledge exchange

Knowledge Exchange, or Knowledge Transfer, is a key output of academic research. It conveys how knowledge and ideas move between the knowledge source and the potential users of that knowledge.

It can occur through the training of postgraduate researchers who apply that knowledge in the public or private sector, or through direct engagement between the academics and public/private sector via collaborative or contract research. Or it can occur through the exploitation of intellectual property through the creation of start-up companies. There are many other ways, but the key common element is that information and expertise is exchanged with businesses, society and/or the economy.

Why is Knowledge Exchange important for principal investigators?

Knowledge Exchange activities can help raise your profile within your university, nationally and internationally.

As a principal investigator (PI), your research will generate knowledge and you may be expected to transfer your good ideas, research results and skills to other research organisations, business, the charitable and public sectors and/or the wider community.

Funders of research are committed to a demand-driven exchange of knowledge and expertise with business, public and charitable sector organisations and provide funding in various ways to support these aims.

Approaches to knowledge exchange include:

  • Collaborative research: academic research undertaken in partnership with other universities or research organisations, with business, with government and/or with the third sector (e.g. charities). Collaborative research can take a few forms, from a basic grant between two partners, through to a complex multi-partner research programme
  • Collaborative training: enabling researchers to develop the relevant skills to undertake excellent research, work effectively in business (and/or the government or other important sectors), and exploit the outcomes of their research. Training opportunities include vocational courses, collaborative studentship projects between academia and industry, and training in entrepreneurship
  • People and information exchange: increased levels of university-business interaction; exchange of researchers between academia and industry to stimulate partnerships between business and researchers; brokering and networking activities, fellowship schemes that enable researchers to work in a commercial environment; Knowledge Transfer Partnerships (KTPs)
  • Commercialisation and development activities: encouraging researchers to take their ideas further down the route to exploitation and rewarding them for high quality innovation.

What are the benefits of collaboration with researchers or users of research in other sectors?

  • Joint projects give access to extensive datasets/expertise/equipment that would be either impossible or very expensive to obtain for yourself
  • You can work with non-academic experts who have different working methods and ways of looking at research problems – this can be a very important learning experience for both sides
  • Collaborations open a range of new funding opportunities, be they direct funding from the collaborating organisation(s) or funding from a range of sources aimed at promoting knowledge exchange activities
  • Funding for knowledge transfer may count towards income targets
  • Successful collaborations allow you to increase significantly the impact of your research
  • The results of Knowledge Exchange activity may form the basis of impact examples for assessment exercises
  • Opportunities to create spin-out companies and develop a partnership approach to future interactions with external users
  • Potential benefits to teaching activities, including the development of student projects (undergraduate or postgraduate), access to case study materials for projects and practical classes, and opportunities to visit partner organisations as part of the students’ career development.

Potential barriers to collaboration with external users

It is worth being aware of the existence of a number of potential barriers to knowledge exchange and collaboration between academia and external end user organisations. Barriers include:

  • Lack of knowledge of potential partners, collaboration mechanisms and funding opportunities
  • Differences in research culture and language
  • Differences (or perceived differences) in research drivers
  • Financial constraints, Intellectual Property (IP) and confidentiality issues
  • Timescales, with universities often operating on significantly longer time scales than potential outside collaborators.

Publications and authorship

Publications strategy

Publications are a crucial way to disseminate your research and to achieve recognition for your research team.

As publications are so key to disseminating research, as the leader for your research team, ensure you have a strategy in place for how you will approach publications. This includes discussing with your team how you will go about getting published; ensure everyone feels included so as to avoid anyone feeling that their work is not being recognised.

There are a range of factors to consider in terms of selecting which publications to target:

  • Your institution or funding body might have requirements for securing open access to your research outputs.
  • Other main considerations include the significance of your research and whether it fits the scope of the publication
  • The relative prestige of a publication as evidenced by impact factors is also likely to be a key consideration
  • Weigh up a publication’s reputation against rejection rates, turn-around and backlog times.
  • Other factors might include word limits, page charges, circulation rates, and whether there are special issues planned to address your research area.
  • Remember to discuss with your researchers and to share the process through which you agree which publication to target. Help them to develop their understanding of the publication process. It will also help them to recognise how a particular publication sits within their own publication record and broader CV.

Who will have authorship?

Authorship is usually credited to the individuals who have made a substantial contribution to the design, implementation, or interpretation of the research described in the publication.

Many disciplines, publishers and institutions have their own guidance or codes of practice addressing the importance of authorship. Become familiar with these for your publications’ strategy.

Roles and responsibilities for manuscript production and submission

The journey to publish an article from conception to final publication involves many stages such as planning, drafting, editing, preparing tables, figures and illustrations, submission, responding to reviewers’ comments, re-submission and checking proofs.

Ensure you agree beforehand who in this process has control over what area in order to avoid disagreement amongst authors over certain aspects of content. Agree expectations at the outset and create clarity of understanding around each person’s contribution.

Sometimes during the publication process, roles and responsibilities will need to be reassigned to match individuals’ abilities and availability. For example, a researcher may be able to contribute significantly to early drafts of the manuscript but be unable to participate fully in later stages due to taking up a new position at the end of a fixed-term contract.

The research environment

There are many factors which influence the research environment that principal investigators (PIs) need to be aware of. This includes legal requirements and the context for the recruitment and management of researchers.

Legal requirements

As a principal investigator (PI) or manager, there are significant areas of legislation you must adhere to. Your institution should provide training, and it’s recommended you attend so that:

  • You have a basic understanding of which aspects of your role and work are subject to legislation
  • You will be more aware of the situations in which you should seek further advice. There will be professionals in your institution who will be able to answer your questions – and to reassure you that you are acting within legal requirements.

For the UK context on legal requirements, have a look at the following links:

UK and European contexts

Principal investigators (PIs) need to be familiar with the expectations of their employers, research funding bodies and governments.

In the UK, the Department of Business, Innovation and Skills has primary responsibility for UK research policy and funding.

The Research Excellence Framework (REF)

The Research Excellence Framework (REF) is the system for expert review of research in UK higher education institutions. Each assessment, based on institutional submissions, will inform allocation of research funding. REF results provide accountability for public investment in research and benchmarking information.

Recruitment and management of researchers

The European Charter for Researchers outlines the roles, responsibilities, and entitlements of researchers and their employers or funding organisations. It aims to strengthen and maintain the relationship between these parties and the career development of researchers.

The Code of Conduct for the Recruitment of Researchers aims to improve recruitment, including making selection processes fairer and more transparent, and proposes different means of judging merit. It argues that merit should not be judged on the number of publications published alone, but by considering other criteria such as teaching, supervision, teamwork, knowledge transfer, management, and public awareness activities.

The UK equivalent to the European Charter and Code is the Concordat to Support the Career Development of Researchers. It is an agreement between the funders and employers of researchers in the UK which aims to increase the attractiveness and sustainability of research careers as well as to improve the quantity, quality and impact of research. The agreement sets out the expectations and responsibilities of researchers, their managers, employers and funders.

For managers of researchers, including PIs, The Concordat to Support the Career Development of Researchers establishes expectations of funders of research in relation to the:

  • Recruitment and selection of research staff in line with institutional policies
  • Constructive use of appraisal and developmental reviews in supporting the development of research staff
  • Active support for the professional and career development of research staff
  • Supporting research staff to widen their experience, develop their professional profile and career opportunities
  • Provision of appropriate tailored support and management to research staff
  • Engagement with institutional processes to evaluate research staff support.

The HR Excellence in Research Award

The HR Excellence in Research Award is given to institutions which can demonstrate commitment to implementing the principles of the European Charter and Code or, in the case of UK institutions, the Concordat to Support the Career Development of Researchers plus the requirements of the QAA Quality Code for research degrees.

Things to take away

  • As a principal investigator (PI), your research will generate knowledge and you may be expected to transfer your good ideas, research results and skills to other research organisations, business, the charitable and public sectors and/or the wider community.
  • As publications are so key to disseminating research, as the leader for your research team, ensure you have a strategy in place for how you will approach publications. This includes discussing with your team how you will go about getting published; ensure everyone feels included so as to avoid anyone feeling that their work is not being recognised.
  • There are many factors which influence the research environment that principal investigators (PIs) need to be aware of. This includes legal requirements and the context for the recruitment and management of researchers.